Financial Tracking Technologies, LLC

  • FinTech
1111 East Putnam Ave, Suite 304
Greenwich, CT 06878
(203) 340-2356
  • About

    Financial Tracking was founded in 1999 as an independent portfolio compliance monitoring and alerting service. We initially served institutional investors and product vendors that used third party investment managers. Over time, we have expanded our solutions to include a total of 16 compliance modules offered a la carte. Client Categories That We Serve: Government regulators 33% of the 50 largest publicly traded money managers or insurers 2 of the 5 largest public companies in the US 2 of the 4 largest US wire-house broker/dealers The largest US independent broker/dealer 1 of Japans largest money managers 1 of the worlds 6 largest money managers